Cordula U. Dandaraw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cordula Ursula Dandaraw, who also goes by Cordula U Dandaraw, Cordula Ursula Kilb, was a registered financial professional .
Cordula is a previously registered financial professional and started their career in finance in 2003. Cordula had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2012 - February 9, 2017
EAGLE STRATEGIES LLC
January 19, 2012 - February 9, 2017
NYLIFE SECURITIES LLC
January 21, 2011 - October 24, 2011
EQUITABLE ADVISORS, LLC
December 9, 2010 - October 24, 2011
EQUITABLE ADVISORS, LLC
April 14, 2008 - December 10, 2010
EDWARD JONES
March 31, 2008 - December 10, 2010
EDWARD JONES
July 21, 2006 - August 9, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
October 17, 2003 - June 27, 2006
M&T SECURITIES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
