Richard R. Inglis

MOSAIC TAX STRATEGIES LLC

WALNUT CREEK, CA 94596

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CRD#: 4717643

Professional summary

Richard Rex Inglis, who also goes by Rich Inglis, is a registered financial advisor currently at MOSAIC TAX STRATEGIES LLC located in Walnut Creek, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Inglis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Richard Inglis is an IAR at Paradigm Tax Consulting, LLC as well as an Enrolled Agent at Paradigm Tax Consulting, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Rex Inglis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2023 - Present

MOSAIC TAX STRATEGIES LLC

Office #1: 1990 N. California Blvd 8th Floor, Walnut Creek, CA, 94596

RIA

CRD#: 146614

WALNUT CREEK, CA

Past

May 21, 2008 - December 31, 2022

MOSAIC TAX STRATEGIES LLC

RIA

CRD#: 146614

BRENTWOOD, CA

Past

February 17, 2006 - December 20, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BRENTWOOD, CA

Past

December 1, 2005 - December 20, 2007

FSC SECURITIES CORPORATION

CRD#: 7461

BRENTWOOD, CA

Past

March 3, 2004 - December 5, 2005

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/11/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOSAIC TAX STRATEGIES LLC

1 ADVISOR | PARADIGM WEALTH MANAGEMENT, LLC | PARADIGM TAX CONSULTING, LLC | MOSAIC TAX STRATEGIES LLC | INGLIS, REAGAN & ASSOCIATES, LLC

CRD#: 146614 / SEC#:

California

Registered Investment Advisory firm - (10/24/2025 Termination Requested)

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Contact information

Main Address

1990 N. California Blvd 8th Floor, Walnut Creek, CA, 94596

Mailing Address

Phone number

(925) 240-2886

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 1,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard R. Inglis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Rex Inglis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSAIC TAX STRATEGIES LLC

MOSAIC TAX STRATEGIES LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2006

Series 63

Date: 3/11/2004

Series 7

Date: 1/18/2006

Series 6

Date: 3/2/2004

Current Firm

MOSAIC TAX STRATEGIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOSAIC TAX STRATEGIES LLC

TRUST BUT VERIFY

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