Glenn C. Mckenzie

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

Mechanicsburg, PA 17055-4376

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CRD#: 4717514

Professional summary

Glenn Carrick Mckenzie, who also goes by Glenn C Mckenzie, is a registered financial advisor currently at MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY located in Mechanicsburg, Pennsylvania.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Glenn has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Glenn C Mckenzie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DEMUTH & KAUFMAN PROFESSIONAL MANAGEMENT CONSULTANTS, 940 CENTURY DRIVE., MECHANICSBURG, PA 17055, beginning DECEMBER 27, 2021, approximately 4 HOURS/MONTH (ESTIMATE) DURING SECURITIES TRADING HOURS AS MANAGEMENT CONSULTANT. Lot P, Property Management Partner, 6735 Reynolds Street, Pittsburgh, PA 15206, approximately 4 hours/month (estimate) during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Carrick Mckenzie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2023 - Present

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

Office #1: 940 Century Drive Suite B, Mechanicsburg, PA 17055-4376

RIA

CRD#: 123322

Mechanicsburg, PA

Past

January 9, 2014 - January 23, 2018

OAKMONT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 128939

OAKMONT, PA

Past

September 3, 2010 - August 1, 2012

MORGAN STANLEY

RIA

CRD#: 149777

PITTSBURGH, PA

Past

August 10, 2010 - August 1, 2012

MORGAN STANLEY

CRD#: 149777

PITTSBURGH, PA

Past

September 14, 2005 - April 1, 2008

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

CANONSBURG, NY

Past

November 14, 2003 - April 1, 2008

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

CANONSBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

CRD#: 123322 / SEC#: 801-101544

RIA

Registered Investment Advisory firm - (7/31/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/4/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/21/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/9/2010

General Securities Representative Examination

Current Firm

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

CRD#: 123322 / SEC#: 801-101544

RIA

Registered Investment Advisory firm - (7/31/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/4/2015 Terminated)

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Contact information

Main Address

940 Century Drive Suite B, Mechanicsburg, PA 17055-4376

Mailing Address

Phone number

(717) 790-9001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSAIC ADV PART 2A ANNUAL AMENDMENT V.02.10.25 (2/10/2025)

Regulatory assets under management

Total Number of Accounts	701
AUM (Assets Under Management)	$ 340,449,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Glenn C. Mckenzie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Carrick Mckenzie's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKMONT CAPITAL MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2010

Series 31

Date: 10/21/2010

Series 7

Date: 8/9/2010

Current Firm

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIGHTY OAK STRONG AMERICA INVESTMENT COMPANY

TRUST BUT VERIFY

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