Joseph M. Rosano

R.A.I. FINANCIAL SERVICES

LYNNFIELD, MA 01940-2351

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CRD#: 4717454

Professional summary

Joseph Michael Rosano is a registered financial advisor currently at R.A.I. FINANCIAL SERVICES, INC. located in Lynnfield, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Rosano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2001 - Present

R.A.I. FINANCIAL SERVICES, INC.

Office #1: 210 Broadway Suite 103, Lynnfield, MA 01940-2351

RIA

CRD#: 128596

LYNNFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/8/2001)

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Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2000

Uniform Investment Adviser Law Examination

Current Firm

R.A.I. FINANCIAL SERVICES, INC.

CRD#: 128596 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/7/2001 Approved)

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Contact information

Main Address

210 Broadway, Suite 103, Lynnfield, MA 01940

Mailing Address

Phone number

(781) 598-4466

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 9,372,197

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph M. Rosano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Rosano's CRS (Customer Relationship Summary).

Certified licenses

Experience

R.A.I. FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2000

Current Firm

R.A.I. FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

R.A.I. FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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