Jason O. Vance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Odell Vance, who also goes by Jason O Vance, Jason Vance, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2011. Jason had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2015 - May 26, 2016
CAPITAL ONE ADVISORS, LLC
July 10, 2015 - May 26, 2016
CAPITAL ONE INVESTING, LLC
February 12, 2014 - July 8, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 12, 2014 - July 8, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 8, 2013 - December 6, 2013
J.P. MORGAN SECURITIES LLC
February 8, 2013 - December 6, 2013
J.P. MORGAN SECURITIES LLC
August 9, 2011 - February 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2011 - February 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
