Dayle N. Scheinman

CETERA INVESTMENT ADVISERS LLC

GRAVEPINE, TX 76051

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CRD#: 4717401

Professional summary

Dayle Nelson Scheinman, who also goes by Dayle N Scheinman, Dayle Scheinman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gravepine, Texas and CETERA ADVISORS LLC located in Gravepine, Texas.

Dayle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Dayle has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dayle N Scheinman | Dayle Scheinman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2002 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: LONE STAR FINANCIAL PARTNERS, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PASS THROUGH FOR FEES AND COMMISSIONS START DATE: 07/2012 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER - PASS THROUGH FOR FEES AND COMMISSIONS 3. NAME OF OTHER BUSINESS: ELEVATED INVESTMENT PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dayle Nelson Scheinman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2451 W. Grapevine Mills Circle Suite 545, Gravepine, TX 76051

RIA

CRD#: 105644

GRAVEPINE, TX

Current

May 15, 2025 - Present

CETERA ADVISORS LLC

Office #1: 2451 W. Grapevine Mills Circle Suite 545, Gravepine, TX 76051

CRD#: 10299

GRAVEPINE, TX

Past

January 28, 2013 - December 13, 2016

ADVISOR RESOURCE COUNCIL

RIA

CRD#: 164109

LEWISVILLE, TX

Past

June 29, 2012 - May 27, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FRISCO, TX

Past

June 29, 2012 - May 27, 2025

LPL FINANCIAL LLC

CRD#: 6413

FRISCO, TX

Past

December 15, 2009 - June 29, 2012

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

FORT WORTH, TX

Past

December 15, 2009 - June 29, 2012

INVESTACORP, INC.

CRD#: 7684

FORT WORTH, TX

Past

April 23, 2009 - December 21, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FORT WORTH, TX

Past

April 3, 2009 - December 21, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

FORT WORTH, TX

Past

January 1, 2008 - February 20, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

July 7, 2006 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Past

December 10, 2004 - September 28, 2006

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

November 23, 2004 - July 7, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

November 24, 2003 - September 27, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FORT WORTH, TX

Past

November 12, 2003 - September 27, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/15/2025)

Arkansas
(7/23/2025)

Florida
(5/15/2025)

Illinois
(5/15/2025)

Indiana
(5/15/2025)

Louisiana
(5/15/2025)

Michigan
(5/15/2025)

New Jersey
(6/16/2025)

New York
(5/15/2025)

North Carolina
(5/28/2025)

Oklahoma
(5/15/2025)

Pennsylvania
(5/15/2025)

Puerto Rico
(5/15/2025)

Tennessee
(5/15/2025)

Texas
(5/15/2025)

IAR

Texas
(5/15/2025)

Virgin Islands
(5/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dayle N. Scheinman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dayle Nelson Scheinman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

ADVISOR RESOURCE COUNCIL

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2009

SIE

Date: 10/1/2018

Series 7

Date: 11/11/2003

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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