Mohit M. Bajaj
Professional summary
Mohit Mahavir Bajaj is a registered financial professional currently at WALLACHBETH CAPITAL LLC located in Jersey City, New Jersey.
Mohit is registered as a RR (Registered Representative) and started their career in finance in 2008. Mohit has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mohit Mahavir Bajaj's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2014 - Present
WALLACHBETH CAPITAL LLC
Office #1: Harborside Financial Center Plaza 5 185 Hudson Street, Suite 1410, Jersey City, NJ 07311June 12, 2008 - January 27, 2014
DEUTSCHE BANK SECURITIES INC.
February 26, 2008 - June 9, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2016)
(1/23/2017)
(1/9/2018)
(1/6/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/27/2008
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
WALLACHBETH CAPITAL LLC
CRD#: 147853 / SEC#: , 8-67936
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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