Todd M. Wathey

HAMRICK INVESTMENT COUNSEL

Seattle, WA 98121-2567

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CRD#: 4717347

Professional summary

Todd Martin Wathey, CFP® is a registered financial advisor currently at HAMRICK INVESTMENT COUNSEL, LLC located in Seattle, Washington.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Todd has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA

Click below to view Todd Martin Wathey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 21, 2011 - Present

HAMRICK INVESTMENT COUNSEL, LLC

Office #1: 2033 Sixth Avenue, Suite 820, Seattle, WA 98121-2567

RIA

CRD#: 116314

Seattle, WA

Past

August 31, 2010 - September 20, 2011

PACIFIC PORTFOLIO CONSULTING, LLC

RIA

CRD#: 139505

SEATTLE, WA

Past

December 20, 2003 - December 14, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BELLEVUE, WA

Past

November 5, 2003 - December 14, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMRICK INVESTMENT COUNSEL, LLC

HAMRICK INVESTMENT COUNSEL | HAMRICK, ROY A. | HAMRICK INVESTMENT COUNSEL, LLC

CRD#: 116314 / SEC#: 801-79347

RIA

Registered Investment Advisory firm - (3/19/2014 Approved)

California

Registered Investment Advisory firm - (1/6/2005 Terminated)

Washington

Registered Investment Advisory firm - (3/24/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/18/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/4/2003

General Securities Representative Examination

Current Firm

HAMRICK INVESTMENT COUNSEL, LLC

HAMRICK INVESTMENT COUNSEL | HAMRICK, ROY A. | HAMRICK INVESTMENT COUNSEL, LLC

CRD#: 116314 / SEC#: 801-79347

RIA

Registered Investment Advisory firm - (3/19/2014 Approved)

California

Registered Investment Advisory firm - (1/6/2005 Terminated)

Washington

Registered Investment Advisory firm - (3/24/2014 Terminated)

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Contact information

Main Address

2033 Sixth Avenue, Suite 820, Seattle, WA 98121-2567

Mailing Address

Phone number

(206) 441-9911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMRICK INVESTMENT COUNSEL, LLC, FORM ADV, PART 2 (BROCHURE) (3/20/2025)

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 268,725,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.