Steven Maravi

IFP SECURITIES

Fort Lauderdale, FL 33309

Some features on this profile are disabled

CRD#: 4717284

Professional summary

Steven Maravi is a registered financial professional currently at IFP SECURITIES, LLC located in Fort Lauderdale, Florida.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Maravi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2019 - Present

IFP SECURITIES, LLC

Office #1: 3343 W Commercial Blvd #107, Fort Lauderdale, FL 33309

CRD#: 297287

Fort Lauderdale, FL

Past

July 17, 2014 - October 25, 2019

KOVACK SECURITIES INC.

CRD#: 44848

Fort Lauderdale, FL

Past

February 12, 2010 - March 31, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BOCA RATON, FL

Past

May 2, 2009 - May 20, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NORTH MIAMI, FL

Past

January 7, 2005 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

NORTH MIAMI, FL

Past

July 23, 2004 - January 5, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/25/2019)

Exams

State Security Law Exam

Series 63

Date: 10/12/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

IFP SECURITIES, LLC

CRD#: 297287 / SEC#: , 8-70150

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Mailing Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Phone number

(813) 341-0960

Established

Delaware since 06/08/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
IFP GROUP, LLC	OWNER
ACHESON, JEFFERY ALLEN	CHIEF BUSINESS DEVELOPMENT OFFICER	706698
GILMAN, AARON LEE	CHIEF INVESTMENT OFFICER	5611425
HAMM, WILLIAM CHRISTOPHER	PRESIDENT, CHIEF OPERATING OFFICER	5814331
HAMM, WILLIAM EUGENE JR	CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS	1227713
JOHNSON, TORIAN	CHIEF COMPLIANCE OFFICER	5363604
MEJIA, OSCAR MIGUEL	FINOP	5569235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven Maravi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Maravi's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

KOVACK SECURITIES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2004

FINRA

Current Firm

IFP SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

IFP SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors