Carlene D. Damba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlene Delores Damba, who also goes by Carlene Allison Damba, Carlene Delores Mabe, was a registered financial professional .
Carlene is a previously registered financial professional and started their career in finance in 2004. Carlene had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2007 - December 31, 2009
INVESTACORP ADVISORY SERVICES INC
April 19, 2007 - July 3, 2012
INVESTACORP, INC.
August 16, 2006 - April 20, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 7, 2006 - April 20, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 11, 2004 - August 2, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
February 4, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
February 4, 2004 - August 2, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
