Charles H. Womack

WOMACK WEALTH MANAGEMENT

Phoenix, AZ

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CRD#: 471691

Professional summary

Charles Hanson Womack, who also goes by Charles H Womack, Charles Womack, is a registered financial advisor currently at WOMACK WEALTH MANAGEMENT, INC. located in Phoenix, Arizona.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Charles has worked at 7 firms and has passed the Series 63, Series 65, Series 7, Series 000, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles H Womack | Charles Womack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hanson Womack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2012 - Present

WOMACK WEALTH MANAGEMENT, INC.

RIA

CRD#: 146126

Phoenix, AZ

Past

July 25, 2011 - March 20, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALBUQUERQUE, NM

Past

July 25, 2011 - March 20, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALBUQUERQUE, NM

Past

June 1, 2009 - July 27, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALBUQUERQUE, NM

Past

March 17, 2009 - July 27, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ALBUQUERQUE, NM

Past

May 27, 2008 - March 25, 2009

SOVEREIGN WEALTH ADVISORS, INC.

RIA

CRD#: 140639

ALBUQUERQUE, NM

Past

December 20, 2001 - January 10, 2007

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

June 7, 1999 - March 25, 2009

PIEDRA CAPITAL LTD

RIA

CRD#: 107365

HOUSTON, TX

Past

January 26, 1982 - June 24, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

June 25, 1970 - April 25, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOMACK WEALTH MANAGEMENT, INC.

CRD#: 146126 / SEC#: 801-107413

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

California

Registered Investment Advisory firm - (4/20/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (3/21/2016 Terminated)

New Mexico

Registered Investment Advisory firm - (3/21/2016 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/26/2019)

IAR

California
(3/16/2012)

IAR

Louisiana
(3/26/2012)

IAR

Texas
(3/22/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/1/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/26/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/2001

General Securities Representative Examination

General Industry/Product Exam

Series 000

Date: 6/23/1970

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 6/23/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/1990

General Securities Principal Examination

Current Firm

WOMACK WEALTH MANAGEMENT, INC.

CRD#: 146126 / SEC#: 801-107413

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

California

Registered Investment Advisory firm - (4/20/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (3/21/2016 Terminated)

New Mexico

Registered Investment Advisory firm - (3/21/2016 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2016 Terminated)

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Contact information

Main Address

904 Manhattan Ave, Suite 9, Manhattan Beach, CA 90266

Mailing Address

Phone number

(888) 314-5554

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/28/2025)

Regulatory assets under management

Total Number of Accounts	592
AUM (Assets Under Management)	$ 402,592,001

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
12/28/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles H. Womack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Hanson Womack's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

SOVEREIGN WEALTH ADVISORS, INC.

EATON VANCE DISTRIBUTORS, INC.

PIEDRA CAPITAL LTD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Primary Firm SEC Registration

WOMACK WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/2009

Series 65

Date: 1/26/2002

Series 7

Date: 12/19/2001

Series 000

Date: 6/23/1970

Series 1

Date: 6/23/1970

Series 24

Date: 2/20/1990

Current Firm

WOMACK WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WOMACK WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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