Richard Macciola

ASPEN CREEK WEALTH MANAGEMENT

Manalapan, NJ

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CRD#: 4716848

Professional summary

Richard Macciola, who also goes by Richard William Miller, Richard Miller, is a registered financial advisor currently at ASPEN CREEK WEALTH MANAGEMENT, LLC located in Manalapan, New Jersey.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard William Miller | Richard Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Macciola's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2025 - Present

ASPEN CREEK WEALTH MANAGEMENT, LLC

RIA

CRD#: 160649

Manalapan, NJ

Past

February 22, 2023 - December 26, 2024

ASPEN CREEK WEALTH MANAGEMENT, LLC

RIA

CRD#: 160649

Manalapan, NJ

Past

June 29, 2020 - February 15, 2023

PFS INVESTMENTS INC.

RIA

CRD#: 10111

CRANBURY, NJ

Past

April 7, 2020 - February 15, 2023

PFS INVESTMENTS INC.

CRD#: 10111

CRANBURY, NJ

Past

June 18, 2019 - January 27, 2020

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

September 16, 2016 - June 12, 2019

PFS INVESTMENTS INC.

RIA

CRD#: 10111

CRANBURY, NJ

Past

June 21, 2016 - June 12, 2019

PFS INVESTMENTS INC.

CRD#: 10111

CRANBURY, NJ

Past

June 14, 2011 - August 9, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RED BANK, NJ

Past

August 27, 2008 - June 11, 2010

COHEN CAPITAL GROUP, LLC

CRD#: 43418

NEW YORK, NY

Past

April 11, 2007 - October 22, 2008

AEGIS SPECIALIST, LLC

CRD#: 46295

NEW YORK, NY

Past

October 2, 2003 - October 22, 2008

AIM SECURITIES CO.

CRD#: 33801

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/4/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 7/6/2019

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2016

General Securities Representative Examination

Current Firm

ASPEN CREEK WEALTH MANAGEMENT, LLC

ASPEN CREEK WEALTH MANAGEMENT, LLC | TYLER WEALTH MANAGEMENT, LLC | TYLER WEALTH MANAGEMENT

CRD#: 160649 / SEC#:

California

Registered Investment Advisory firm - (2/3/2021 Approved)

Colorado

Registered Investment Advisory firm - (6/28/2018 Approved)

Florida

Registered Investment Advisory firm - (6/23/2025 Approved)

Idaho

Registered Investment Advisory firm - (2/16/2021 Approved)

Louisiana

Registered Investment Advisory firm - (11/24/2020 Terminated)

Montana

Registered Investment Advisory firm - (12/16/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/16/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (5/17/2021 Approved)

Texas

Registered Investment Advisory firm - (5/15/2012 Approved)

Virginia

Registered Investment Advisory firm - (8/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

950 E State Highway 114 Ste. 160, Southlake, TX 76092

Mailing Address

Phone number

(817) 400-9905

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 12,591,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard Macciola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Macciola's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPEN CREEK WEALTH MANAGEMENT, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

T3 TRADING GROUP, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

WELLS FARGO CLEARING SERVICES, LLC

COHEN CAPITAL GROUP, LLC

AEGIS SPECIALIST, LLC

AIM SECURITIES CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2016

Series 63

Date: 11/4/2011

Series 57TO

Date: 7/6/2019

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2016

Current Firm

ASPEN CREEK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN CREEK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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