Krystalynn M. Schlegel

VALMARK ADVISERS

Novato, CA 94945

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CRD#: 4716841

Professional summary

Krystalynn Michele Schlegel, ChFC®, CLU®, who also goes by Krystalynn Michele Mschlegel, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Novato, California and VALMARK SECURITIES, INC. located in Novato, California.

Krystalynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Krystalynn has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Krystalynn Michele Mschlegel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)The Frederick Gunn School; Washington, CT; Board member of Boarding School; start 05/2020; attend board meetings, alumni relations; not investment related; no compensation. /// 2.) ProVisors; Sherman Oak, CA; Group Leader - Larkspur I Group; Networking organization; lead a monthly networking event; start 11/2017; not investment related; no compensation./// 3.)Yetworth BGA; San Rafael, CA; broker; place insurance policies with insureds thought Yetworth; start 01/2015; not investment related; compensation is commissions from insurance policies sold./// 4.) The Krystalynn Group; 7595 Redwood Blvd., Suite 220, Novato, CA 94945; S-corp.; President/Owner; NOT Investment Related; Start Date 10/01/2013; My S corporation that processes my commissions; Approximately 21-40 hrs. per month; By owner draws.///

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystalynn Michele Schlegel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 27, 2023 - Present

VALMARK ADVISERS, INC.

Office #1: 7595 Redwood Blvd. Suite 220, Novato, CA 94945

RIA

CRD#: 108050

Novato, CA

Current

March 22, 2023 - Present

VALMARK SECURITIES, INC.

Office #1: 7595 Redwood Blvd, Novato, CA 94945

CRD#: 31243

Novato, CA

Past

May 21, 2015 - December 31, 2020

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 8, 2010 - May 21, 2015

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

September 8, 2008 - June 30, 2010

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

NOVATO, CA

Past

February 27, 2007 - June 30, 2010

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

NOVATO, CA

Past

February 9, 2006 - February 8, 2007

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

CONCORD, CA

Past

January 2, 2004 - February 8, 2007

SIGNATOR INVESTORS, INC.

CRD#: 468

CONCORD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(3/27/2023)

California
(4/19/2023)

Colorado
(1/3/2025)

Montana
(4/19/2023)

IAR

Montana
(4/19/2023)

New Mexico
(2/22/2024)

Oregon
(3/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/18/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

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Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Krystalynn M. Schlegel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystalynn Michele Schlegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

THE LEADERS GROUP, INC.

P.J. ROBB VARIABLE, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/2023

Series 66

Date: 3/24/2004

Series 7TO

Date: 12/19/2022

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2003

FINRA

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

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