Darwin D. Campoverde
Professional summary
Darwin Douglas Campoverde was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darwin Douglas Campoverde, who also goes by Darwin Campoverde, was a registered financial advisor .
Darwin is a previously registered financial advisor and started their career in finance in 2004. Darwin had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - May 14, 2013
TD AMERITRADE, INC.
July 20, 2011 - May 14, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 14, 2011 - May 14, 2013
TD AMERITRADE, INC.
March 3, 2010 - July 12, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 25, 2009 - July 12, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - December 10, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - December 10, 2009
CITIGROUP GLOBAL MARKETS INC.
November 9, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 6, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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