Darwin D. Campoverde
Professional summary
Darwin Douglas Campoverde was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darwin Douglas Campoverde, who also goes by Darwin Campoverde, was a registered financial advisor .
Darwin is a previously registered financial advisor and started their career in finance in 2004. Darwin had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - May 14, 2013
TD AMERITRADE, INC.
July 20, 2011 - May 14, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 14, 2011 - May 14, 2013
TD AMERITRADE, INC.
March 3, 2010 - July 12, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 25, 2009 - July 12, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - December 10, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - December 10, 2009
CITIGROUP GLOBAL MARKETS INC.
November 9, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 6, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 77 |
| Civil Event | 1 |
| Arbitration | 144 |
Red Flags
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Company Information
TD AMERITRADE, INC.
CRD#: 7870TRUST BUT VERIFY
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