Brette S. Berman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brette Sloan Berman, who also goes by Brette Sloan Jacobson, Brette Jacobson, was a registered financial professional .
Brette is a previously registered financial professional and started their career in finance in 2004. Brette had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - October 25, 2016
COLTIN SECURITIES, LLC
August 3, 2012 - February 14, 2014
DEUTSCHE BANK SECURITIES INC.
June 25, 2007 - June 26, 2012
NEUBERGER BERMAN BD LLC
December 10, 2004 - July 5, 2007
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
COLTIN SECURITIES, LLC
CRD#: 149674 / SEC#: , 8-68180
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
