Mark A. Sterritt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark A Sterritt, who also goes by Mark Arthur Sterritt, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2003. Mark had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2018 - February 28, 2022
CENTER STREET SECURITIES, INC.
September 8, 2015 - October 13, 2016
CENTER STREET SECURITIES, INC.
March 30, 2012 - September 5, 2013
NEW ENGLAND SECURITIES
February 15, 2012 - September 5, 2013
NEW ENGLAND SECURITIES
November 12, 2010 - February 9, 2012
PLANMEMBER SECURITIES CORPORATION
October 4, 2010 - February 9, 2012
PLANMEMBER SECURITIES CORPORATION
October 23, 2009 - April 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 2009 - April 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 18, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
October 17, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
January 13, 2004 - October 20, 2005
A. G. EDWARDS & SONS, INC.
December 15, 2003 - October 20, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
