Jason M. Brownewell

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CRD#: 4716659

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Michael Brownewell, who also goes by Jason Brownewell, was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2003. Jason had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason Brownewell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 24, 2019 - December 7, 2021

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

November 21, 2013 - December 31, 2018

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

CHARLESTON, SC

Past

September 1, 2011 - October 23, 2013

NYLIFE SECURITIES LLC

CRD#: 5167

CHARLESTON, SC

Past

December 1, 2010 - June 29, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLESTON, SC

Past

December 19, 2003 - November 3, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/9/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/30/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036 / SEC#: , 8-50128

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One State Farm Plaza, Bloomington, IL 61710-0001

Mailing Address

One State Farm Plaza, Bloomington, IL 61710-0001

Phone number

(833) 430-8518

Established

Delaware since 11/27/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STATE FARM INVESTMENT MANAGEMENT	SHAREHOLDER	3487
COOK, KRISTYN	EXECUTIVE VICE PRESIDENT AND DIRECTOR	4215717
FARNEY, JON CHARLES	PRESIDENT AND DIRECTOR	2839964
GHANBARPOUR, ARASH	VICE PRESIDENT AND DIRECTOR	5129325
HINTZ, SCOTT ALEXANDER	VICE PRESIDENT - FINANCIAL AND SECRETARY	2004555
LUDWIG, TERRENCE MICHAEL	CHIEF COMPLIANCE OFFICER AND TREASURER	3231040
MINEAU, SARAH	SENIOR VICE PRESIDENT AND DIRECTOR	4634160
MONTGOMERY, BRADLEY DOYLE	SENIOR VICE PRESIDENT AND DIRECTOR	2913835
PRESTON, BRIAN LYNN	ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER	4312143
WILLARD, DANIEL NELSON	ASSISTANT SECRETARY AND COUNSEL	5207081

Disclosures

Regulatory Event

Red Flags

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