Kelsey L. Morrison

DUNCAN & HALEY, LTD.

Seattle, WA 98144

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CRD#: 4716621

Professional summary

Kelsey Leigh Morrison, who also goes by Kelsey Leigh Blackham, is a registered financial advisor currently at DUNCAN & HALEY, LTD. located in Seattle, Washington.

Kelsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kelsey has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelsey Leigh Blackham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/1/2006 - NON-VARIABLE INSURANCE DBA - DUNCAN & HALEY, LTD - INDEPENDENT INSURANCE AGENCY SELLING FIXED INSURANCE PRODUCTS INCLUDING LIFE, DISABILITY AND LONG TERM CARE INSURANCE PRODUCTS. - TIME SPENT 15% - SEATTLE, WA. 2. 6/14/2007 - REGISTERED INVESTMENT ADVISOR - DUNCAN & HALEY, LTD - RIA CURRENTLY CONSULTS ON QUALIFIED RETIREMENT PLANS & PREPARES INDIVIDUAL FINANCIAL PLANS. - TIME SPENT 20% - SEATTLE, WA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelsey Leigh Morrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2024 - Present

DUNCAN & HALEY, LTD.

Office #1: 2753 S Washington Street, Seattle, WA 98144

RIA

CRD#: 109900

Seattle, WA

Past

May 23, 2016 - December 31, 2023

DUNCAN & HALEY, LTD.

RIA

CRD#: 109900

SEATTLE, WA

Past

June 11, 2007 - September 15, 2014

DUNCAN & HALEY, LTD.

RIA

CRD#: 109900

SEATTLE, WA

Past

February 13, 2007 - July 7, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

SEATTLE, WA

Past

December 1, 2006 - July 7, 2014

LPL FINANCIAL LLC

CRD#: 6413

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNCAN & HALEY, LTD.

DUNCAN & HALEY | DUNCAN & HALEY, LTD.

CRD#: 109900 / SEC#: 801-79706

RIA

Registered Investment Advisory firm - (5/20/2014 Approved)

Washington

Registered Investment Advisory firm - (9/15/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/30/2006

General Securities Representative Examination

Current Firm

DUNCAN & HALEY, LTD.

DUNCAN & HALEY | DUNCAN & HALEY, LTD.

CRD#: 109900 / SEC#: 801-79706

RIA

Registered Investment Advisory firm - (5/20/2014 Approved)

Washington

Registered Investment Advisory firm - (9/15/2014 Terminated)

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Contact information

Main Address

2753 S Washington Street, Seattle, WA 98144

Mailing Address

Phone number

(206) 625-2658

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV II 2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 664,085,976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kelsey L. Morrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelsey Leigh Morrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUNCAN & HALEY, LTD.

DUNCAN & HALEY, LTD.

DUNCAN & HALEY, LTD.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

DUNCAN & HALEY, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2007

Series 7

Date: 11/30/2006

Current Firm

DUNCAN & HALEY, LTD.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNCAN & HALEY, LTD.

TRUST BUT VERIFY

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