PM
Peter J. Marzo
METRIC FINANCIAL
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 4716444
PM
Professional summary
Peter Jon Marzo, who also goes by John Marzo, Peter J Marzo, is a registered financial professional currently at METRIC FINANCIAL, LLC located in Atlanta, Georgia.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2004. Peter has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Marzo | Peter J Marzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)- MARZO CAPITAL GROUP-INVESTMENT RELATED-400 N ASHLEY DRIVE, SUITE 1900 TAMPA, FL 33602-DBA/ENTITY ENGAGED IN MARKETING REAL ESTATE BROKERAGE AND RELATED SERVICES AND MARKTING SECURITIES BUSINESS CONDUCTED THROUGH EMERSON EQUITY LLC-OWNER, OVERSEEING BUSINESS AND MARKETING OPERATIONS, ZERO HOURS DURING SECURITIES TRADING HOURS, 10/2018 (2)MARZO PROPERTY GROUP, LLC, ACQUIRING REAL ESTATE FOR SPECULATION, PRESIDENT, TAMPA, FL , 5 HRS. PER MONTH, ZERO DURING TRADING HRS., NOT INVESTMENT RELATED 3)- EXCHANGE-X, LLC-INVESTMENT RELATED-400 N ASHLEY DRIVE, SUITE 1900, TAMPA, FL 33602, MARKETING VEHICLE THROUGH WITH INVESTMENT RELATED BUSINESS IS DONE WITH EMERSON EQUITY; MANAGING DIRECTOR, OVERSEEING BUSINESS AND MARKETING OPERATIONS, 20 HOURS DURING SECURITIES TRADING HOURS, 10/2022
CRS (Client Relationship Summary) - BD
Click below to view Peter Jon Marzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2024 - Present
METRIC FINANCIAL, LLC
Office #1: 1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309BD
CRD#: 33324
Atlanta, GA
Past
February 2, 2022 - June 10, 2024
EMERSON EQUITY LLC
RIA
CRD#: 130032
Tampa, FL
Past
July 8, 2020 - June 10, 2024
EMERSON EQUITY LLC
BD
CRD#: 130032
Tampa, FL
Past
April 3, 2007 - July 16, 2020
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
TAMPA, FL
Past
July 14, 2006 - April 5, 2007
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
GARDEN CITY, NY
Past
May 8, 2006 - August 10, 2006
WESTPARK CAPITAL, INC.
BD
CRD#: 39914
MELVILLE, NY
Past
June 8, 2004 - April 26, 2006
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
MELVILLE, NY
Past
January 29, 2004 - July 7, 2004
EKN FINANCIAL SERVICES INC.
BD
CRD#: 113525
MELVILLE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2024)
RR
Arizona(7/1/2024)
RR
California(6/10/2024)
RR
Colorado(6/10/2024)
RR
Florida(6/10/2024)
RR
Georgia(6/10/2024)
RR
Hawaii(7/1/2024)
RR
Illinois(7/1/2024)
RR
Iowa(11/15/2024)
RR
Maine(7/1/2024)
RR
Maryland(10/30/2024)
RR
Massachusetts(6/10/2024)
RR
Minnesota(7/1/2024)
RR
Nevada(1/3/2025)
RR
New Hampshire(6/20/2025)
RR
New Jersey(7/1/2024)
RR
New York(6/10/2024)
RR
North Carolina(7/1/2024)
RR
Ohio(7/1/2024)
RR
Oregon(6/27/2024)
RR
Pennsylvania(6/10/2024)
RR
South Carolina(7/1/2024)
RR
Tennessee(6/10/2024)
RR
Texas(7/1/2024)
RR
Utah(7/1/2024)
RR
Virginia(7/1/2024)
RR
Washington(7/1/2024)
RR
Wyoming(7/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
METRIC FINANCIAL, LLC
METRIC FINANCIAL INC. | NEWBURY, PIRET SECURITIES, INC. | NEWBURY, PIRET & CO., INC. | NEWBURY PIRET COMPANY | NEWBURY PIRET & CO. | METRIC FINANCIAL, LLC
CRD#: 33324 / SEC#: , 8-46684
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309
Mailing Address
1180 West Peachtree St.nw Suite 1910, Atlanta, GA 30309
Phone number
(678) 528-1151
Established
Georgia since 05/01/1981
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
