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GJ

Gregory D. Justice

EXECUTIVE SERVICES SECURITIES
Atlanta, GA 30326-1156
Some features on this profile are disabled
CRD#: 4716080
GJ

Professional summary

Gregory Donald Justice, who also goes by Gregory D Justice, is a registered financial professional currently at EXECUTIVE SERVICES SECURITIES, LLC located in Atlanta, Georgia.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2003. Gregory has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory D Justice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Donald Justice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2014 - Present

EXECUTIVE SERVICES SECURITIES, LLC

Office #1: 3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
RIA
BD
CRD#: 25299
Atlanta, GA
Past

July 20, 2011 - December 12, 2013

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
ALPHARETTA, GA
Past

February 4, 2009 - March 21, 2011

AON SECURITIES LLC

BD
CRD#: 4138
ATLANTA, GA
Past

March 18, 2008 - June 13, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
WOODSTOCK, GA
Past

March 7, 2008 - June 13, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

October 1, 2007 - January 9, 2008

OSAIC WEALTH, INC.

BD
CRD#: 23131
TARZANA, CA
Past

June 2, 2006 - October 4, 2007

IC ADVISORY SERVICES, INC.

RIA
CRD#: 140190
BRIDGEWATER, NJ
Past

April 25, 2006 - June 2, 2006

THE INVESTMENT CENTER, INC.

RIA
CRD#: 17839
WOODSTOCK, GA
Past

April 21, 2006 - December 31, 2006

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
BEDMINSTER, NJ
Past

June 8, 2004 - November 4, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ALPHARETTA, GA
Past

June 8, 2004 - November 4, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 10, 2003 - February 24, 2004

INTERCAROLINA FINANCIAL SERVICES, INC.

BD
CRD#: 19475
GREENSBORO, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/11/2014)
RR
Georgia
(2/14/2014)
RR
Massachusetts
(2/10/2014)
RR
South Carolina
(12/11/2014)
RR
Tennessee
(12/9/2014)
RR
Texas
(2/18/2014)
RR
Virginia
(12/8/2014)
RR
Wisconsin
(2/18/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/10/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/9/2003
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EXECUTIVE SERVICES SECURITIES, LLC
EXECUTIVE SERVICES SECURITIES, INC. | ONE SECURITIES CORPORATION | ONE SECURITIES CORP. | EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299 / SEC#: , 8-41649

Georgia
Registered Investment Advisory firm - SEC (7/5/1996 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
Mailing Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
Phone number
(404) 504-3800
Established
Georgia since 12/23/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
17

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
NFP CORP.SOLE MEMBER
FELTS, KENNETH LEECFO
KROELL, EDWARD HAROLDCHIEF COMPLIANCE OFFICER2615310
MOO, VERONICA EI CHUNDIRECTOR5867442
O'MALLEY, EDWARD GEORGEDIRECTOR5902666
SCHNEIDER, BRETT RONALDDIRECTOR5636953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299Atlanta, GA 30326-1156

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