Gary A. Wollin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Allan Wollin, who also goes by Gary Allen Wollin, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1969. Gary had worked at 7 firms and has passed the Series 63, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2017 - July 18, 2023
WOLLIN, GARY ALLAN
September 10, 1990 - November 26, 1997
WEDBUSH SECURITIES INC.
January 26, 1982 - August 23, 1990
J.P. MORGAN SECURITIES LLC
November 26, 1979 - August 23, 1990
J.P. MORGAN SECURITIES LLC
July 13, 1978 - September 6, 1979
BECKER PARIBAS INCORPORATED
January 5, 1978 - July 13, 1978
BECKER SECURITIES INCORPORATED
February 23, 1973 - January 2, 1978
MULLER AND COMPANY, INC.
May 22, 1969 - March 7, 1973
FILOR, BULLARD & SMYTH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/9/1981
Interest Rate Options ExaminationPC
Date: 11/15/1979
AMEX Put and Call ExamSeries 1
Date: 8/10/1962
Registered Representative ExaminationCurrent Firm
WOLLIN, GARY ALLAN
CRD#: 125525 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 10,318,681 |
Red Flags
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