Michael Greco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Greco, who also goes by Mike E Greco, Michael Edward Greco, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 11 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2017 - January 29, 2018
PERSHING ADVISOR SOLUTIONS LLC
February 28, 2013 - August 18, 2017
UBS FINANCIAL SERVICES INC.
April 12, 2011 - March 11, 2013
MORGAN STANLEY
September 15, 2008 - June 4, 2009
CITIGROUP GLOBAL MARKETS INC.
May 20, 2008 - September 2, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
December 7, 2007 - April 8, 2008
NATCITY INVESTMENTS, INC.
November 14, 2007 - November 26, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 3, 2005 - September 30, 2005
AVALON RESEARCH GROUP, INC.
November 23, 2004 - January 28, 2005
OPPENHEIMER & CO. INC.
November 16, 2004 - January 28, 2005
OPPENHEIMER & CO. INC.
July 29, 2004 - October 29, 2004
LADENBURG THALMANN ASSET MANAGEMENT INC
October 22, 2003 - October 26, 2004
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671 / SEC#: , 8-47425
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KEARNEY, JAMES FRANCIS III | CHIEF RISK OFFICER (CRO) | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER | 5177277 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO), BOARD MEMBER | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671Similar Advisors
