Gerard J. Deguelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Joseph Deguelle, who also goes by Gerard Deguelle, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 2003. Gerard had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2008 - June 14, 2017
USAA FINANCIAL ADVISORS, INC.
February 17, 2005 - June 14, 2017
USAA INVESTMENT SERVICES COMPANY
November 13, 2003 - February 16, 2005
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
