Dale A. Walker

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CRD#: 4715946

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dale Alan Walker was a registered financial professional .

Dale is a previously registered financial professional and started their career in finance in 2004. Dale had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WALKER AUTO SALES; NONINVT REL; 3645 ROBERTS MATTHEWS, SPARTA TN 38583; AUTOMOBILE DEALER; OWNER; START 01/2000; 3 HRS/MO. 2) MCCORMICK RIDGE HOLINESS CHURCH; NONINVT REL; 6495 MCCORMICK RIDGE RD, WHITLEYVILLE TN 38588; RELIGIOUS; PASTOR; START 01/2006; 40 HRS/MO. 3) BLUE COAST; NONIVT REL; CONSULTING; START 07/2012; 10 HRS/MO; MEETING WITH BUSINESS OWNERS. 4) JACOB BERRY MINISTRIES; NONINVT REL; MINISTRIES; BOARD MEMBER; START 01/2009; 3 HRS/MO. 5) WALKER ENTERPRISES; NONINVT REL; 3703 ROBERTS MATTHEWS, SPARTA TN 38583; BUILDING HOUSES, RENTAL PROPERTIES, BUYING PROPERTIES; OWNER; START 07/2007; HRS/MO VARIES; OVERSEEING PROPERTIES. 6) SUNCASTLE SOLUTIONS; NONINVT REL; 3703 ROBERTS MATTHEWS, SPARTA TN 38583; ENERGY SAVING & HOME IMPROVEMENTS; OWNER; START 01/2011; 2 HRS/MOT. 7) EFFICIENT INSULATION/DR ENERGY SAVER; NONINVT REL; 3703 ROBERTS MATTHEWS, SPARTA TN 38583; INSULATION & ENERGY SAVINGS; PART OWNER; START 02/2014; 5 HRS/MO. 8) DBA DALE WALKER FINANCIAL GROUP; INVT REL; 3661 ROBERTS MATTHEWS HWY, SPARTA TN 38583; DBA NAME FOR SECURITIES, ADVISORY, INSURANCE & COLLEGE PLANNING; INVESTMENT ADVISOR REPRESENTATIVE, AND AGENT; START 03/2014; FULL FINANCIAL SERVICES. 9.DALTON DIRECT SURPLUS/KBID AUCTION OF MIDDLE TN-3703 ROBERTS MATTHEWS, SPARTA TN-OWNER-15 HRS/MO-PURCHASING/MARKETING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 20, 2021 - May 30, 2024

OPTIVISE ADVISORY SERVICES LLC

RIA

CRD#: 301764

Sparta, TN

Past

September 22, 2016 - April 19, 2021

PANTHREX ASSET MANAGEMENT LLC

RIA

CRD#: 281619

Brentwood, TN

Past

August 1, 2014 - August 31, 2016

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

SPARTA, TN

Past

August 1, 2014 - August 31, 2016

CFD INVESTMENTS, INC.

CRD#: 25427

Sparta, TN

Past

December 5, 2012 - August 4, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

SPARTA, TN

Past

December 5, 2012 - August 4, 2014

GRADIENT SECURITIES, LLC

CRD#: 127701

SPARTA, TN

Past

June 13, 2007 - November 30, 2012

CFD INVESTMENTS, INC.

CRD#: 25427

SPARTA, TN

Past

March 24, 2006 - May 26, 2006

HBW SECURITIES LLC

CRD#: 136959

SIMI VALLEY, CA

Past

February 15, 2005 - December 31, 2005

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

GREEN BAY, WI

Past

March 1, 2004 - December 31, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIVISE ADVISORY SERVICES LLC

CRD#: 301764 / SEC#: 801-115232

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/28/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OPTIVISE ADVISORY SERVICES LLC

CRD#: 301764 / SEC#: 801-115232

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

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Contact information

Main Address

109 Holiday Ct Suite A6, Franklin, TN 37067

Mailing Address

Phone number

(855) 378-1806

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	1,761
AUM (Assets Under Management)	$ 267,384,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dale A. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PANTHREX ASSET MANAGEMENT LLC

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

GRADIENT ADVISORS, LLC

GRADIENT SECURITIES, LLC

CFD INVESTMENTS, INC.

HBW SECURITIES LLC

PACKERLAND BROKERAGE SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

OPTIVISE ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2010

Series 63

Date: 4/6/2004

SIE

Date: 8/31/2016

Series 6

Date: 2/28/2004

Current Firm

OPTIVISE ADVISORY SERVICES LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIVISE ADVISORY SERVICES LLC

TRUST BUT VERIFY

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