Kristi K. Yamano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristi Kimi Hong Yamano, who also goes by Kristi K Hong, Kristi Kimi Hong, Kris Yamano, was a registered financial professional .
Kristi is a previously registered financial professional and started their career in finance in 2003. Kristi had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2025 - December 17, 2025
LIDO
November 12, 2021 - January 2, 2025
CREWE ADVISORS
February 10, 2004 - July 15, 2004
GOLDMAN SACHS WEALTH SERVICES, L.P.
December 15, 2003 - July 15, 2004
MERCER ALLIED COMPANY, L.P.
Primary Firm SEC Registration
LIDO
CRD#: 269866 / SEC#: 801-100433
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIDO
CRD#: 269866 / SEC#: 801-100433
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27,931 |
| AUM (Assets Under Management) | $ 29,080,337,946 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 11/26/2024 | ||
| 01/26/2024 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
