Milan Perak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milan Perak was a registered financial professional .
Milan is a previously registered financial professional and started their career in finance in 2003. Milan had worked at 2 firms and has passed the Series 63, SIE, Series 37, Series 55 and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2013 - June 9, 2015
DESJARDINS SECURITIES INTERNATIONAL INC.
October 17, 2003 - June 4, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 4/28/2013
Canada Module of the General Securities Registered Representative (With Options Questions)Series 55
Date: 11/15/2003
Limited Representative-Equity Trader ExamSeries 38
Date: 10/16/2003
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417 / SEC#: , 8-53256
Contact information
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
