Kit L. Prestridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kit Louetta Prestridge, CFP® was a registered financial professional .
Kit is a previously registered financial professional and started their career in finance in 2003. Kit had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
September 30, 2003 - August 18, 2016
BALLEW ADVISORS INC
Primary Firm SEC Registration
BALLEW ADVISORS INC
CRD#: 110522 / SEC#: 801-38978
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BALLEW ADVISORS INC
CRD#: 110522 / SEC#: 801-38978
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,752 |
| AUM (Assets Under Management) | $ 1,101,192,631 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
