Joshua T. Pierce

MARINER

Boston, MA 02210

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CRD#: 4715301

Professional summary

Joshua Townsend Pierce, CFP® is a registered financial advisor currently at MARINER located in Boston, Massachusetts.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joshua has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Baystate Wealth Management Inv rel: Y Add: 200 Clarendon Street 25th Floor Boston MA 02116 Nature: Other - Portfolio Manager for Independent RIA Baystate Wealth Management Position: Portfolio Manager Start date: 02/01/2010 No. HR/MO: 160 No. HR/MO during sec trading: 160 Describe duties: This is my full time role as a portfolio manager with Baystate Wealth Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Townsend Pierce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 11, 2010 - Present

MARINER

Office #1: One Marina Park Drive 16th Floor, Boston, MA 02210

RIA

CRD#: 151664

Boston, MA

Past

June 13, 2017 - November 1, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BOSTON, MA

Past

March 25, 2017 - November 1, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BOSTON, MA

Past

August 3, 2009 - December 31, 2010

NEW ENGLAND SECURITIES

RIA

CRD#: 615

BOSTON, MA

Past

August 3, 2009 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

BOSTON, MA

Past

December 16, 2005 - October 19, 2009

KOBREN INSIGHT MANAGEMENT INC

RIA

CRD#: 106473

WELLESLEY HILLS, MA

Past

December 12, 2005 - August 14, 2009

E*TRADE SECURITIES LLC

CRD#: 29106

WELLESLEY, MA

Past

December 15, 2004 - November 17, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 20, 2004 - January 8, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

December 16, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER

BAYSTATE WEALTH MANAGEMENT | MARINER | BAYSTATE WEALTH MANAGEMENT LLC

CRD#: 151664 / SEC#: 801-71691

RIA

Registered Investment Advisory firm - (7/28/2010 Approved)

Massachusetts

Registered Investment Advisory firm - (7/29/2010 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/29/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/15/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2003

General Securities Representative Examination

Current Firm

MARINER

BAYSTATE WEALTH MANAGEMENT | MARINER | BAYSTATE WEALTH MANAGEMENT LLC

CRD#: 151664 / SEC#: 801-71691

RIA

Registered Investment Advisory firm - (7/28/2010 Approved)

Massachusetts

Registered Investment Advisory firm - (7/29/2010 Terminated)

Rhode Island

Registered Investment Advisory firm - (7/29/2010 Terminated)

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Contact information

Main Address

5700 West 112th Street Suite 500, Overland Park,, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX I WRAP FEE PROGRAM (3/28/2025)

BAYSTATE WEALTH MANAGMENT, LLC. ADV PART2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	5,559
AUM (Assets Under Management)	$ 2,352,770,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua T. Pierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Townsend Pierce's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

KOBREN INSIGHT MANAGEMENT INC

E*TRADE SECURITIES LLC

UBS FINANCIAL SERVICES INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

Primary Firm SEC Registration

MARINER

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2005

Series 63

Date: 1/23/2004

Series 7TO

Date: 3/15/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2003

Current Firm

MARINER

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARINER

TRUST BUT VERIFY

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