Sigi E. Comeau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sigi E Comeau, who also goes by Sigi Comeau, Sigi Eleanor Gebert, was a registered financial professional .
Sigi is a previously registered financial professional and started their career in finance in 1999. Sigi had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - January 11, 2022
KING WEALTH PLANNING, INC.
December 11, 2006 - December 31, 2015
KING WEALTH PLANNING, INC.
July 15, 2005 - December 31, 2021
LPL FINANCIAL LLC
June 29, 2005 - December 31, 2021
LPL FINANCIAL LLC
December 16, 1999 - December 10, 2004
KANE INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KING WEALTH PLANNING, INC.
CRD#: 112717 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
