Robert A. Long

STRATEGAS SECURITIES DBA STRATEGAS RESEARCH PARTNERS

New York, NY 10017

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CRD#: 4715047

Professional summary

Robert Aaron Long, who also goes by Robert Aaron Lo Ng, Robert Lo Ng, Aaron Long, Robert A Long, is a registered financial professional currently at STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 86, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Aaron Lo Ng | Robert Lo Ng | Aaron Long | Robert A Long

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Aaron Long's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2010 - Present

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

Office #1: 52 Vanderbilt Avenue 8th Floor, New York, NY 10017Office #2: 52 Vanderbilt Avenue 19th Floor, New York, NY, 10017

RIA

CRD#: 149326

New York, NY

Past

February 21, 2007 - February 19, 2010

PULSE TRADING, INC.

CRD#: 104022

NEW YORK, NY

Past

February 14, 2007 - February 14, 2007

PULSE TRADING, INC.

CRD#: 104022

NEW YORK, NY

Past

September 7, 2006 - November 14, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 3, 2005 - August 11, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

January 3, 2005 - August 11, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 19, 2004 - November 19, 2004

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

MEMPHIS, TN

Past

February 24, 2004 - February 2, 2005

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

PLAINSBORO, NJ

Past

October 30, 2003 - April 19, 2004

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA

Registered Investment Advisory firm - SEC (6/28/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/22/2011)

Connecticut
(4/16/2010)

Massachusetts
(5/11/2011)

New York
(2/19/2010)

Oklahoma
(5/11/2011)

Texas
(7/9/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 3/4/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 2/11/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 10/29/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | STRATEGAS SECURITIES, LLC | STRATEGAS SECURITIES LLC | STRATEGAS RESEARCH PARTNERS, LLC

CRD#: 149326 / SEC#: 801-116875, 8-68138

RIA

Registered Investment Advisory firm - SEC (6/28/2019 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

52 Vanderbilt Avenue 19th Floor 19th Floor, New York, NY, 10017

Mailing Address

52 Vanderbilt Avenue 19th Floor, New York, NY, 10017

Phone number

(646) 292-7950

Established

New York since 12/06/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

STRATEGAS SECURITIES, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
BAIRD FINANCIAL CORPORATION	SHAREHOLDER
ANTHONY, DANNELL WAYNE	FINOP, DIRECTOR OF FINANCE	7038021
BOHNSACK, NICHOLAS GREGORY	PRESIDENT / COO	4571796
BOOTH, STEVEN GREGORY	DIRECTOR	2147388
GABAY, EILEEN MARGARET	CHIEF OPERATING OFFICER	5602349
LANGENFELD, JON A	DIRECTOR	4322120
LOGUE, SOFIA	CHIEF COMPLIANCE OFFICER	6406784
RISSMILLER, DONALD JAMES	VICE CHAIRMAN / PRINCIPAL	5227351
TOTORO, MICHAEL A	CHIEF TECHNOLOGY OFFICER	1552053
TRENNERT, JASON RICHARD	CHAIRMAN / CEO	2079457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Long

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Aaron Long's CRS (Customer Relationship Summary).

Certified licenses

Experience

PULSE TRADING, INC.

PULSE TRADING, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FHN FINANCIAL SECURITIES CORP.

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

Primary Firm SEC Registration

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2018

Series 63

Date: 6/22/2004

Series 66

Date: 2/17/2004

SIE

Date: 10/1/2018

Series 86

Date: 3/4/2005

Series 87

Date: 2/11/2005

Series 7

Date: 10/29/2003

Series 24

Date: 11/9/2009

FINRA

Current Firm

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

Contact information

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

TRUST BUT VERIFY

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