Colin James Heaney
Professional Summary
Colin James Heaney, who also goes by Colin Heaney, is a registered financial advisor currently at WESTPEAK FINANCIAL located in Ocean, New Jersey. Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Colin has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Cashflow & Budgeting
- Estate & Legacy Planning
- Investment Management
Biography
As a dedicated Financial Consultant, I am passionate about helping our clients work toward their financial goals. Whether they are planning for retirement, life events or their legacy, I partner with our clients to help them create a comprehensive financial plan that aligns with their goals.
Other Aliases
Colin Heaney
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
Education
The Catholic University of America
Business, Financial Management, Bachelor of Arts (BA)
Business, Financial Management, Bachelor of Arts (BA)
2003
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Current Firm
WESTPEAK FINANCIAL | WESTPEAK FINANCIAL LLC
Contact Information
Main Address
Ocean, NJPhone Number
(732) 242-4939# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
3AUM (Assets Under Management)
$348,558Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/31/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Colin James Heaney's CRS (Customer Relationship Summary).
Services Offered by Colin
- Cashflow & Budgeting
- Estate & Legacy Planning
- Investment Management
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