Colin J. Heaney

WESTPEAK FINANCIAL | Financial Consultant

OCEAN, NJ 07712

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CRD#: 4715046

Professional summary

Colin James Heaney, who also goes by Colin Heaney, is a registered financial advisor currently at WESTPEAK FINANCIAL located in Ocean, New Jersey.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Colin has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a dedicated Financial Consultant, I am passionate about helping our clients work toward their financial goals.  Whether they are planning for retirement, life events or their legacy, I partner with our clients to help them create a comprehensive financial plan that aligns with their goals.

Question & Answer

What are your service offerings?

Cash Flow Management Strategie...

Estate Planning Strategies

Wealth Preservation Strategies

Are you a "fiduciary"?

Yes

Aliases

Colin Heaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Colin James Heaney- independent licensed insurance agent; Investment related: yes; 4 Meadows lane, Ocean, NJ 07712; independent insurance agent; Approximately 20 hours a month are spent on this outside business activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin James Heaney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

The Catholic University of America

Bachelor of Arts (BA) - Business, Financial Management

2003

Experience

Current

July 31, 2024 - Present

WESTPEAK FINANCIAL

Office #1: 4 Meadows Lane, Ocean, NJ 07712

RIA

CRD#: 329594

OCEAN, NJ

Past

March 22, 2023 - December 6, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Holmdel, NJ

Past

March 22, 2023 - December 6, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Holmdel, NJ

Past

January 22, 2021 - March 15, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

WAYNE, NJ

Past

December 22, 2020 - March 14, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MORRISTOWN, NJ

Past

March 3, 2011 - December 18, 2020

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

December 1, 2010 - March 3, 2011

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

December 1, 2010 - March 3, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 29, 2006 - November 12, 2010

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PLAINSBORO, NJ

Past

September 29, 2006 - November 8, 2010

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

May 11, 2006 - September 29, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

PLAINSBORO, NJ

Past

May 11, 2006 - September 29, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

March 12, 2004 - May 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

January 3, 2004 - May 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/2003

General Securities Representative Examination

Current Firm

WESTPEAK FINANCIAL

WESTPEAK FINANCIAL | WESTPEAK FINANCIAL LLC

CRD#: 329594 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/31/2024 Approved)

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Contact information

Main Address

Ocean, NJ

Mailing Address

Phone number

(732) 242-4939

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 355,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Colin J. Heaney

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin James Heaney's CRS (Customer Relationship Summary).

Certified licenses

Education

The Catholic University of America

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

PIMCO INVESTMENTS LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2021

SIE

Date: 10/1/2018

Series 7

Date: 12/30/2003

Current Firm

WESTPEAK FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTPEAK FINANCIAL

TRUST BUT VERIFY

Contact information

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