Valentino Ciullo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valentino Ciullo was a registered financial professional .
Valentino is a previously registered financial professional and started their career in finance in 1969. Valentino had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2001 - February 22, 2023
CADARET, GRANT & CO., INC.
February 2, 1990 - July 24, 2001
CADARET, GRANT & CO., INC.
December 4, 1989 - February 12, 1990
FOCUS II SECURITIES, INC.
July 15, 1986 - December 9, 1989
CADARET, GRANT & CO., INC.
October 16, 1984 - September 16, 1986
FSC SECURITIES CORPORATION
September 22, 1969 - January 18, 1985
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
September 22, 1969 - January 18, 1985
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 9/19/1969
Registered Representative ExaminationCurrent Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
