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MH

Martin J. Handler

CTC
Chicago, IL 60605
Some features on this profile are disabled
CRD#: 4714987
MH

Professional summary


Martin Jay Handler, who also goes by Marty Handler, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.

Martin is registered as a RR (Registered Representative) and started their career in finance in 2003. Martin has worked at 3 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Marty Handler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Martin Jay Handler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 1, 2012 - Present

CTC, LLC

Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605
BD
CRD#: 44597
Chicago, IL
Past

January 25, 2007 - April 25, 2011

BLUE CAPITAL GROUP LLC

BD
CRD#: 46759
CHICAGO, IL
Past

October 3, 2003 - December 16, 2006

INVESTORS' CAPITAL, LLC

BD
CRD#: 44538
MILLBURN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm


CL
CTC, LLC
CTC L.L.C. | CTC, LLC

CRD#: 44597 / SEC#: , 8-50758

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Mailing Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Phone number
(312) 863-8000
Established
Illinois since 01/02/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CTC TRADING GROUP, L.L.C.SOLE MEMBER
ESTELL, BRETT MATTHEWPRESIDENT4568030
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP, PFO, POO2200264

Disclosures


Regulatory Event18

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CTC, LLC

CRD#: 44597Chicago, IL 60605

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