Christopher P. Canorro
Professional summary
Christopher Paul Canorro was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher Paul Canorro, who also goes by Christopher P Canorro, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 11 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
January 24, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
November 5, 2015 - February 26, 2018
SCOTTRADE, INC.
June 4, 2014 - October 23, 2015
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
May 30, 2014 - November 9, 2015
LPL FINANCIAL LLC
April 16, 2008 - June 2, 2014
CHARLES SCHWAB & CO., INC.
April 16, 2008 - June 2, 2014
CHARLES SCHWAB & CO., INC.
June 27, 2006 - April 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2006 - April 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2005 - June 28, 2006
MORGAN STANLEY DW INC.
August 2, 2005 - June 28, 2006
MORGAN STANLEY DW INC.
November 22, 2004 - June 2, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
December 11, 2003 - November 5, 2004
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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