Susan M. Comeau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Marie Comeau MRS, who also goes by Susan Marie Comeau, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1999. Susan had worked at 1 firm and has passed the Series 63 and Series 65 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 1999 - July 14, 2022
SDC FINANCIAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SDC FINANCIAL, LLC
CRD#: 128551 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
