Robert O. Walker

CYPRESS CAPITAL

Franklin, TN 37064

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CRD#: 4714842

Professional summary

Robert Owen Walker, CFP®, who also goes by Robert Walker, is a registered financial advisor currently at CYPRESS CAPITAL, LLC located in Franklin, Tennessee.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)YMCA OF MIDDLE TENNESSEE, INDOOR CYCLING INSTRUCTOR, 8 HOURS A MONTH NOT DURING MARKET HOURS, NOT INVESTMENT RELATED. 2)Agent for Raymond James Insurance Group; 880 Carillon Parkway, St. Petersburg Florida, 33716; Life insurance sales; Title - agent; Start date 9/1/2018; 10 hours per month; 10 hours per month during security trading hours; Solicitation and delivery of life insurance solutions to meet client's risk needs as determined through financial planning process. 3) REI - Co-op; Retail Sales Associate; 20 hours per month during non-marketing hours; Non-investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Owen Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

December 14, 2017 - Present

CYPRESS CAPITAL, LLC

Office #1: 436 Main Street Suite 205, Franklin, TN 37064

RIA

CRD#: 171266

Franklin, TN

Past

July 12, 2010 - November 6, 2017

TRUSTCORE FINANCIAL SERVICES, LLC

RIA

CRD#: 106522

BRENTWOOD, TN

Past

July 12, 2010 - November 6, 2017

TRUSTCORE INVESTMENTS LLC

CRD#: 15423

BRENTWOOD, TN

Past

June 22, 2009 - June 25, 2010

AVONDALE PARTNERS, LLC

RIA

CRD#: 46838

NASHVILLE, TN

Past

June 22, 2009 - June 25, 2010

AVONDALE PARTNERS, LLC

CRD#: 46838

NASHVILLE, TN

Past

July 15, 2004 - June 17, 2009

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

NASHVILLE, TN

Past

July 15, 2004 - June 17, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

NASHVILLE, TN

Past

October 30, 2003 - July 12, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CYPRESS CAPITAL, LLC

CYPRESS CAPITAL, LLC | JP2 MANAGEMENT

CRD#: 171266 / SEC#: 801-79771

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2003

General Securities Representative Examination

Current Firm

CYPRESS CAPITAL, LLC

CYPRESS CAPITAL, LLC | JP2 MANAGEMENT

CRD#: 171266 / SEC#: 801-79771

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

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Contact information

Main Address

436 Main Street Suite 205, Franklin, TN 37064

Mailing Address

Phone number

(615) 467-6075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CYPRESS CAPITAL, LLC ADV 2A (6/19/2025)

Regulatory assets under management

Total Number of Accounts	1,534
AUM (Assets Under Management)	$ 413,509,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert O. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Owen Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTCORE FINANCIAL SERVICES, LLC

TRUSTCORE INVESTMENTS LLC

AVONDALE PARTNERS, LLC

AVONDALE PARTNERS, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CYPRESS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2004

SIE

Date: 11/6/2017

Series 7

Date: 10/29/2003

Current Firm

CYPRESS CAPITAL, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CYPRESS CAPITAL, LLC

TRUST BUT VERIFY

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