Mabel Lopez Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mabel Lopez Gonzalez, who also goes by Mabel Lopez, Mabel Lopez-gonzalez, was a registered financial professional .
Mabel is a previously registered financial professional and started their career in finance in 2008. Mabel had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - January 22, 2020
INGRAM ADVISORY SERVICES, LLC
August 26, 2016 - December 31, 2019
CENTAURUS FINANCIAL, INC.
April 1, 2015 - June 13, 2016
ALLEN & COMPANY OF FLORIDA, LLC
October 27, 2014 - June 13, 2016
ALLEN & COMPANY OF FLORIDA, LLC
April 17, 2008 - October 29, 2012
SCOTTRADE, INC.
Primary Firm SEC Registration
INGRAM ADVISORY SERVICES, LLC
CRD#: 123508 / SEC#: 801-132277
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INGRAM ADVISORY SERVICES, LLC
CRD#: 123508 / SEC#: 801-132277
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 790 |
| AUM (Assets Under Management) | $ 101,679,288 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
