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EC

Elizabeth S. Collins

FINANCIAL TELESIS
San Rafael, CA 94903
Some features on this profile are disabled
CRD#: 4714831
EC

Professional summary

Elizabeth Sarah Collins is a registered financial professional currently at FINANCIAL TELESIS INC located in San Rafael, California and DEMETER ADVISORY GROUP, LLC located in Miami Beach, Florida.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2006. Elizabeth has worked at 61 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 51, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Sarah Collins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2003 - Present

FINANCIAL TELESIS INC

Office #1: 4340 Redwood Highway Suite B-75, San Rafael, CA 94903Office #2: 4340 Redwood Highway Suite B-75, San Rafael, CA 94903
BD
CRD#: 31012
San Rafael, CA
Current

November 19, 2008 - Present

DEMETER ADVISORY GROUP, LLC

Office #1: 1508 Bay Road, #511, Miami Beach, FL 33139
BD
CRD#: 147602
MIAMI BEACH, FL
Current

March 19, 2010 - Present

DENNING & COMPANY LLC

Office #1: 150 California Street Suite 650, San Francisco, CA 94111
BD
CRD#: 115971
San Francisco, CA
Current

October 28, 2010 - Present

WOODSIDE CAPITAL SECURITIES LLC

Office #1: 2650 Birch Street Suite 100, Palo Alto, CA 94306
BD
CRD#: 152603
Palo Alto, CA
Current

November 19, 2010 - Present

FWS RETIREMENT SERVICES, LLC

Office #1: 100 Montgomery Street Suite 2000, San Francisco, CA 94104
BD
CRD#: 152878
SAN FRANCISCO, CA
Current

June 1, 2011 - Present

CATAPULT ADVISORS LLC

Office #1: 201 Spear Street Suite 1188, San Francisco, CA 94105
BD
CRD#: 115610
San Francisco, CA
Current

January 19, 2012 - Present

CAPULENT LLC

Office #1: 4144 N 44th Street Ste 3, Phoenix, AZ 85018
BD
CRD#: 155155
Phoenix, AZ
Current

March 27, 2012 - Present

PGP CAPITAL ADVISORS, LLC

Office #1: 865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017
BD
CRD#: 128797
Los Angeles, CA
Current

April 16, 2012 - Present

SAGE PARTNERS SECURITIES, LLC

Office #1: 11111 Santa Monica Boulevard, Suite 2200, Los Angeles, CA 90025
BD
CRD#: 104381
Los Angeles, CA
Current

July 30, 2014 - Present

COLUMBIA WEST CAPITAL, LLC

Office #1: 14624 N. Scottsdale Road Suite 124, Scottsdale, AZ 85254Office #2: 14624 N. Scottsdale Road Suite 124, Scottsdale, AZ 85254
BD
CRD#: 135562
Scottsdale, AZ
Current

August 4, 2014 - Present

LINK SECURITIES LLC

Office #1: 17767 N Scottsdale Road Suite 300, Scottsdale, AZ 85255
BD
CRD#: 144095
Scottsdale, AZ
Current

August 13, 2014 - Present

SILVERGROVE ADVISORS LLC

Office #1: 110 W. 40th Street Suite 302, New York, NY 10018
BD
CRD#: 150856
New York, NY
Current

August 14, 2014 - Present

BRIDGE STREET SECURITIES, LLC

Office #1: 535 Mission Street 14th Floor, San Francisco, CA 94105
BD
CRD#: 152109
San Francisco, CA
Current

August 14, 2014 - Present

STRATEGIC MARKETING SOLUTIONS LTD., LLC

Office #1: 2302b Bridgeway, Sausalito, CA 94965
BD
CRD#: 145577
Sausalito, CA
Current

August 14, 2014 - Present

BRIDGEWATER JAMES LIMITED, LLC

Office #1: 15 Bayview Ave., Belvedere, CA 94920
BD
CRD#: 140205
Belvedere, CA
Current

August 25, 2014 - Present

Q ADVISORS LLC

Office #1: 999 18th Street Suite 2015, Denver, CO 80202
BD
CRD#: 127232
DENVER, CO
Current

August 27, 2014 - Present

THE COURTNEY GROUP, LLC

Office #1: 363 San Miguel Drive Suite 210, Newport Beach, CA 92660
BD
CRD#: 114904
NEWPORT BEACH, CA
Current

April 10, 2015 - Present

TWD SECURITIES, LLC

Office #1: 1903 Cardinal Way, Petaluma, CA 94954
BD
CRD#: 143380
Petaluma, CA
Current

October 7, 2016 - Present

PRESIDIO MERCHANT PARTNERS LLC

Office #1: 255 Clayton Street, Suite 200, Denver, CO 80206
BD
CRD#: 46473
Denver, CO
Current

December 14, 2017 - Present

STORY3 ADVISORS LLC

Office #1: 15020 Altata Dr, Pacific Palisades, CA 90272
BD
CRD#: 289456
Pacific Palisades, CA
Current

May 1, 2018 - Present

OCEAN PARK SECURITIES, LLC

Office #1: 7300 Metro Boulevard Suite 305, Edina, MN 55439
BD
CRD#: 282608
EDINA, MN
Current

October 2, 2020 - Present

TAYLOR GREY, INC.

BD
CRD#: 308518
Newport Beach, CA
Current

October 15, 2020 - Present

TELEGRAPH HILL BD LLC

Office #1: 535 Mission Street 14th Floor, San Francisco, CA 94105
BD
CRD#: 297701
San Francisco, CA
Current

January 25, 2021 - Present

AURUS ADVISORS, INC.

Office #1: N. 822 Florida A1a Suite 310, Ponte Vedra Beach, FL 32082
BD
CRD#: 128096
PONTE VEDRA BEACH, FL
Current

July 18, 2022 - Present

IMPERII SECURITIES LLC

Office #1: 580 California Street Suite 1200, San Francisco, CA 94104
BD
CRD#: 315756
San Francisco, CA
Current

March 1, 2024 - Present

SILVERBOX SECURITIES LLC

Office #1: 511 River Street E Box 2420, Ketchum, ID 83340
BD
CRD#: 327513
Ketchum, ID
Current

May 7, 2024 - Present

HARBOR VIEW ADVISORS, LLC

Office #1: 310 3rd Street Suite 201, Neptune Beach, FL 32266
BD
CRD#: 151817
Neptune Beach, FL
Past

October 13, 2021 - December 31, 2023

AMERICAN INVESTORS COMPANY

BD
CRD#: 38
SAN RAMON, CA
Past

May 5, 2020 - January 27, 2022

HUB INTERNATIONAL INVESTMENT SERVICES INC.

BD
CRD#: 150252
Chicago, IL
Past

January 22, 2020 - January 4, 2024

MOMENTUM CAPITAL MARKETS, LLC

BD
CRD#: 300288
SAN FRANCISCO, CA
Past

August 20, 2019 - March 27, 2020

CKS SECURITIES LLC

BD
CRD#: 149837
SCOTTSDALE, AZ
Past

October 31, 2017 - November 2, 2020

MVP CAPITAL ADVISORS, LLC

BD
CRD#: 289481
SAN FRANCISCO, CA
Past

February 27, 2017 - December 22, 2023

BODINGTON & COMPANY

BD
CRD#: 31353
SAN FRANCISCO, CA
Past

February 10, 2016 - February 10, 2020

QUINTUS PARTNERS LLC

BD
CRD#: 269859
ATHERTON, CA
Past

September 11, 2014 - June 29, 2016

DISCERN SECURITIES, INC.

BD
CRD#: 155854
SAN MATEO, CA
Past

August 19, 2014 - March 21, 2018

HIGGINS CAPITAL MANAGEMENT, INC.

BD
CRD#: 39985
LA JOLLA, CA
Past

August 6, 2014 - October 28, 2022

DBO PARTNERS LLC

BD
CRD#: 158951
BURLINGAME, CA
Past

August 4, 2014 - December 23, 2015

FMV CAPITAL MARKETS, LLC

BD
CRD#: 149974
IRVINE, CA
Past

August 1, 2014 - March 29, 2022

RAINIER SECURITIES, LLC

BD
CRD#: 130893
MERCER ISLAND, WA
Past

September 9, 2013 - October 8, 2015

YOSEMITE EXECUTION PARTNERS INC.

BD
CRD#: 165587
LAFAYETTE, CA
Past

February 21, 2013 - May 4, 2018

FIRST CRAFT SECURITIES, LLC

BD
CRD#: 159680
ST. MICHAELS, MD
Past

September 24, 2012 - June 11, 2013

GOTTEX BROKERS ALTERNATIVE USA INC.

BD
CRD#: 159849
NEW YORK, NY
Past

August 27, 2012 - February 13, 2015

QUANTUMWAVE CAPITAL INC.

BD
CRD#: 160234
GEORGETOWN, CA
Past

March 1, 2012 - February 2, 2024

BUILDER ADVISOR GROUP, LLC

BD
CRD#: 156515
CORTE MADERA, CA
Past

December 14, 2011 - May 26, 2023

VISTA POINT ADVISORS, LLC

BD
CRD#: 157502
SAN FRANCISCO, CA
Past

October 6, 2011 - May 8, 2018

FIRST BEVERAGE ADVISORS, LLC

BD
CRD#: 154030
NEW YORK, NY
Past

May 27, 2011 - August 27, 2018

RUTBERG & COMPANY, LLC

BD
CRD#: 113392
SAN FRANCISCO, CA
Past

January 5, 2011 - February 23, 2011

CODE ADVISORS LLC

BD
CRD#: 153192
SAN FRANCISCO, CA
Past

August 3, 2009 - August 24, 2011

REGAL CAPITAL ADVISORS, LLC

BD
CRD#: 149689
LOS ANGELES, CA
Past

January 8, 2009 - March 30, 2009

FEP INVESTMENTS LLC

BD
CRD#: 147152
BOSTON, MA
Past

September 5, 2008 - January 10, 2009

STRATEGIC TRANSITION SECURITIES, LLC

BD
CRD#: 146952
MISSION VIEJO, CA
Past

January 22, 2008 - October 1, 2008

INTEGRIS SECURITIES, LLC

BD
CRD#: 30061
GREENWOOD VILLAGE, CO
Past

September 5, 2007 - December 13, 2007

KEMA PARTNERS LLC

BD
CRD#: 143752
MILL VALLEY, CA
Past

September 5, 2007 - June 16, 2010

WINTER ADVISORS, INC.

BD
CRD#: 143913
LOS ALTOS, CA
Past

August 21, 2007 - March 31, 2009

ZEPEDA & COMPANY, INC.

BD
CRD#: 132595
LOS ANGELES, CA
Past

August 3, 2007 - January 4, 2017

TEACHERS FINANCIAL INVESTMENT CORPORATION

BD
CRD#: 143307
LAGUNA HILLS, CA
Past

July 24, 2007 - February 1, 2016

GRANDFUND INVESTMENT GROUP, LLC

BD
CRD#: 143253
RENO, NV
Past

July 6, 2007 - February 28, 2011

BRERETON, HANLEY SECURITIES INC.

BD
CRD#: 143170
SAN JOSE, CA
Past

April 19, 2007 - June 19, 2008

US ARMA PARTNERS LP

BD
CRD#: 136024
NEW YORK, NY
Past

January 9, 2007 - October 10, 2018

UNION SQUARE ADVISORS LLC

BD
CRD#: 141254
SAN FRANCISCO, CA
Past

November 14, 2006 - March 8, 2013

SFRI SECURITIES LLC

BD
CRD#: 141096
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/26/2004)
RR
Colorado
(8/25/2014)
RR
Florida
(1/25/2021)
RR
Oregon
(3/6/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 1/24/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/3/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 51
Date: 10/6/2004
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/22/2004
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/9/2003
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HV
HARBOR VIEW ADVISORS, LLC
HARBOR VIEW ADVISORS, LLC | HVA SECURITIES, LLC

CRD#: 151817 / SEC#: , 8-68401

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
310 3rd Street Suite 201, Neptune Beach, FL 32266
Mailing Address
310 3rd Street Suite 201, Neptune Beach, FL 32266
Phone number
(904) 285-4278
Established
Florida since 07/15/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HVA HOLDINGS, LLCMEMBER
COLLINS, ELIZABETH SARAHFINOP4714831
MATHIS, CAROLYN BUFFCEO, CFO, CCO1785632
MATHIS, JOHN KENNETHPARTNER4145947

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARBOR VIEW ADVISORS, LLC

CRD#: 151817San Rafael, CA 94903

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