Hideo Hiruma
Professional summary
Hideo Hiruma is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Hideo is registered as a RR (Registered Representative) and started their career in finance in 2003. Hideo has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hideo Hiruma's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2019 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005Office #2: 2811 Ponce De Leon Blvd Suite 730, Miami, FL 33134March 31, 2016 - January 31, 2019
TRADITION SECURITIES AND DERIVATIVES LLC
February 4, 2009 - April 25, 2016
TFS DERIVATIVES LLC
February 19, 2004 - October 9, 2008
DIAMOND CARTER TRADING, L.L.C.
September 26, 2003 - March 4, 2004
TD ARRANGED SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2024)
(7/9/2019)
Exams
FINRA
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
