Reid E. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reid Evan Thompson, AIF®, who also goes by Reid Evan Thompson, Reid E Thompson, was a registered financial professional .
Reid is a previously registered financial professional and started their career in finance in 2003. Reid had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2020 - September 26, 2022
COLONIAL TRUST ADVISORS, INC.
July 11, 2018 - January 3, 2020
EAGLE STRATEGIES LLC
May 16, 2018 - January 3, 2020
NYLIFE SECURITIES LLC
June 18, 2014 - May 1, 2018
NORTHSTAR SECURITIES, LLC
March 19, 2014 - June 12, 2014
JCC CAPITAL MARKETS, LLC
September 21, 2011 - January 27, 2014
SELECT CAPITAL CORPORATION
July 8, 2011 - August 9, 2011
ALLIANCE AFFILIATED EQUITIES CORPORATION
May 3, 2010 - July 20, 2011
HERITAGE FINANCIAL SYSTEMS, LLC
October 30, 2007 - September 9, 2009
INLAND SECURITIES CORPORATION
April 22, 2005 - October 12, 2007
WELLS INVESTMENT SECURITIES,INC.
October 29, 2004 - April 1, 2005
ENTERPRISE FUND DISTRIBUTORS, INC.
October 15, 2003 - January 9, 2004
WELLS INVESTMENT SECURITIES,INC.
Primary Firm SEC Registration
COLONIAL TRUST ADVISORS, INC.
CRD#: 110257 / SEC#: 801-53402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLONIAL TRUST ADVISORS, INC.
CRD#: 110257 / SEC#: 801-53402
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,036 |
| AUM (Assets Under Management) | $ 1,669,779,986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
