Otto J. Betz
Professional summary
Otto John Betz, who also goes by Otto John Betz, Otto Betz, is a registered financial professional currently at MIDLAND SECURITIES, LTD located in Montclair, New Jersey.
Otto is registered as a RR (Registered Representative) and started their career in finance in 2004. Otto has worked at 5 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Otto John Betz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2025 - Present
MIDLAND SECURITIES, LTD
Office #1: 21 Church Street 2nd Floor, Montclair, NJ 07042August 29, 2024 - July 11, 2025
NYLIFE SECURITIES LLC
March 30, 2012 - August 26, 2021
BNY MELLON CAPITAL MARKETS, LLC
August 3, 2009 - April 3, 2012
PERSHING LLC
January 12, 2004 - September 9, 2008
COUNTRYWIDE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2025)
Exams
Series 7TO
Date: 1/22/2024
General Securities Representative ExaminationSeries 57TO
Date: 1/22/2024
Securities Trader ExamFINRA
Current Firm
MIDLAND SECURITIES, LTD
CRD#: 23736 / SEC#: , 8-40685
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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