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HK

Heather B. Knuff

KNUFF & COMPANY LLC
Foster City, CA 94404
Some features on this profile are disabled
CRD#: 4714689
HK

Professional summary

Heather Beth Knuff, who also goes by Heather B Knuff, Penny Knuff, is a registered financial advisor currently at KNUFF & COMPANY LLC located in Foster City, California.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Heather has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Heather B Knuff | Penny Knuff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Beth Knuff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2020 - Present

KNUFF & COMPANY LLC

Office #1: 950 Tower Lane Suite 1525, Foster City, CA 94404
RIA
CRD#: 298203
Foster City, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
K&
KNUFF & COMPANY LLC
KNUFF & COMPANY LLC

CRD#: 298203 / SEC#: 801-113925

RIA
Registered Investment Advisory firm - (9/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/1/2020)

Exams

Current Firm

K&
KNUFF & COMPANY LLC
KNUFF & COMPANY LLC

CRD#: 298203 / SEC#: 801-113925

RIA
Registered Investment Advisory firm - (9/6/2018 Approved)
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Contact information

Main Address
950 Tower Lane Suite 1525, Foster City, CA 94404
Mailing Address
Phone number
(650) 832-9010
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KNUFF & COMPANY LLC - PART 2A BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts28
AUM (Assets Under Management)$ 384,984,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KNUFF & COMPANY LLC

CRD#: 298203Foster City, CA 94404

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