AW
Aenon J. Wallace
NAVY FEDERAL INVESTMENT SERVICES
Norfolk, VA 23505
Some features on this profile are disabled
CRD#: 4714636
AW
Professional summary
Aenon Jaffa Wallace, who also goes by Aenon Wallace, Aenon J Wallace, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Norfolk, Virginia.
Aenon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Aenon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aenon Wallace | Aenon J Wallace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Navy Reservist; Officer, Start: 08/04/2004, Address: 1751 Morris Ave, Norfolk, VA 23509, 16 total hours per month; 0 during securities trading hours, Not investment related, More than 10% annual compensation
CRS (Client Relationship Summary) - RIA
Click below to view Aenon Jaffa Wallace's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aenon Jaffa Wallace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2023 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 7979 Hampton Blvd, Norfolk, VA 23505RIA
BD
CRD#: 138459
Norfolk, VA
Current
July 19, 2023 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 7979 Hampton Blvd, Norfolk, VA 23505RIA
BD
CRD#: 138459
Norfolk, VA
Past
November 28, 2018 - July 28, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
VIRGINIA BEACH, VA
Past
November 28, 2018 - July 28, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
VIRGINIA BEACH, VA
Past
March 25, 2017 - October 30, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
VIRGINIA BEACH, VA
Past
March 25, 2017 - October 30, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
VIRGINIA BEACH, VA
Past
August 16, 2004 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
VIRGINIA BEACH, VA
Past
June 28, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NORFOLK, VA
Past
June 28, 2004 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/24/2023)
IAR
California(7/26/2023)
RR
Georgia(7/24/2023)
IAR
Georgia(7/26/2023)
RR
Maryland(7/28/2023)
IAR
Maryland(7/28/2023)
RR
New York(8/11/2023)
IAR
New York(8/11/2023)
RR
North Carolina(7/28/2023)
IAR
North Carolina(7/28/2023)
RR
South Carolina(3/5/2024)
IAR
South Carolina(3/5/2024)
RR
Texas(9/10/2024)
IAR
Texas(9/10/2024)
RR
Virginia(7/19/2023)
IAR
Virginia(7/19/2023)
IAR
Washington(9/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459Norfolk, VA 23505TRUST BUT VERIFY
Monitor Aenon Wallace
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
