Joseph C. Marich

MORGAN STANLEY INVESTMENT MANAGEMENT

Unionville, CT 06085

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CRD#: 4714581

Professional summary

Joseph Christian Marich, CPWA® is a registered financial advisor currently at MORGAN STANLEY INVESTMENT MANAGEMENT INC. located in Unionville, Connecticut and EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Christian Marich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2018-05-07

Expire date: 2024-04-30

Experience

Current

June 5, 2020 - Present

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

Office #1: 37 Cross Creek Lane, Unionville, CT 06085

RIA

CRD#: 110353

Unionville, CT

Current

January 15, 2022 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: 1 Post Office Square, Boston, MA 02109

CRD#: 37731

BOSTON, MA

Past

June 4, 2020 - January 15, 2022

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

August 1, 2019 - May 1, 2020

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

November 29, 2005 - May 31, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

October 20, 2004 - November 18, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

MELVILLE, NY

Past

October 20, 2004 - November 18, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 2, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

NEW YORK, NY

Past

November 10, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

CRD#: 110353 / SEC#: 801-15757

RIA

Registered Investment Advisory firm - (1/28/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(6/5/2020)

Connecticut
(1/15/2022)

Massachusetts
(1/15/2022)

Rhode Island
(1/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

CRD#: 110353 / SEC#: 801-15757

RIA

Registered Investment Advisory firm - (1/28/1981 Approved)

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Contact information

Main Address

1585 Broadway, New York, NY 10036

Mailing Address

Phone number

(212) 761-4000

Established

Firm type

Fiscal year end

# of Employees

523

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSIM INC FORM ADV PART 2A BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts	21,920
AUM (Assets Under Management)	$ 619,196,027,920

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
01/24/2025	Cover Page	Report
10/24/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Marich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Christian Marich's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON VANCE DISTRIBUTORS, INC.

MORGAN STANLEY DISTRIBUTION, INC.

ALPS DISTRIBUTORS, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

Primary Firm SEC Registration

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2003

FINRA

Current Firm

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

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