Salvatore Auricchio

PAYCHEX SECURITIES

Rochester, NY 14623

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CRD#: 4714571

Professional summary

Salvatore Auricchio, who also goes by Sal Auricchio, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.

Salvatore is registered as a RR (Registered Representative) and started their career in finance in 2004. Salvatore has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sal Auricchio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Auricchio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2024 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 220 Kenneth Drive, Rochester, NY 14623

CRD#: 39733

Rochester, NY

Past

June 26, 2013 - June 30, 2021

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

NEW YORK, NY

Past

April 26, 2013 - June 26, 2013

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

February 10, 2011 - July 18, 2011

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

February 5, 2011 - July 18, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 20, 2007 - April 14, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIAMI, FL

Past

December 19, 2007 - April 14, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MIAMI, FL

Past

August 9, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 9, 2004 - November 13, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

VALHALLA, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/6/2025)

Alaska
(1/7/2025)

Arizona
(1/8/2025)

Arkansas
(1/7/2025)

California
(1/6/2025)

Colorado
(1/6/2025)

Connecticut
(1/6/2025)

Delaware
(1/21/2025)

District of Columbia
(1/15/2025)

Florida
(1/6/2025)

Georgia
(1/7/2025)

Hawaii
(1/7/2025)

Idaho
(1/13/2025)

Illinois
(1/9/2025)

Indiana
(1/6/2025)

Iowa
(1/9/2025)

Kansas
(1/6/2025)

Kentucky
(1/6/2025)

Louisiana
(1/7/2025)

Maine
(1/6/2025)

Maryland
(1/10/2025)

Massachusetts
(1/7/2025)

Michigan
(1/6/2025)

Minnesota
(1/6/2025)

Mississippi
(1/6/2025)

Missouri
(1/7/2025)

Montana
(1/6/2025)

Nebraska
(1/6/2025)

Nevada
(1/6/2025)

New Hampshire
(1/7/2025)

New Jersey
(1/6/2025)

New Mexico
(1/6/2025)

New York
(8/20/2024)

North Carolina
(1/6/2025)

North Dakota
(1/14/2025)

Ohio
(1/6/2025)

Oklahoma
(1/6/2025)

Oregon
(1/7/2025)

Pennsylvania
(1/6/2025)

Rhode Island
(1/8/2025)

South Carolina
(1/6/2025)

South Dakota
(1/7/2025)

Tennessee
(1/7/2025)

Texas
(1/6/2025)

Utah
(1/8/2025)

Vermont
(1/6/2025)

Virginia
(1/6/2025)

Washington
(1/6/2025)

West Virginia
(1/7/2025)

Wisconsin
(1/7/2025)

Wyoming
(1/6/2025)

Exams

State Security Law Exam

Series 63

Date: 8/19/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/2/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/2/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 11/19/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 6/28/2005

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

220 Kenneth Drive, Rochester, NY 14623

Mailing Address

220 Kenneth Drive, Rochester, NY 14623

Phone number

(585) 336-6545

Established

New York since 07/17/1995

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PAYCHEX HOLDINGS, LLC	PARENT CORP
SCHRADER, ROBERT LEWIS	DIRECTOR	7827962
SIMMONS, CHRISTOPHER CARL	TREASURER	7621466
WILEY, CHRISTINE LEE	PRESIDENT	3108303
WILEY, CHRISTINE LEE	CHIEF COMPLIANCE OFFICER	3108303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Salvatore Auricchio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Auricchio's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAYCHEX SECURITIES CORPORATION

NEWPORT COAST SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/2024

Series 66

Date: 8/28/2004

Series 7TO

Date: 11/2/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2004

Series 24

Date: 11/2/2022

Series 9

Date: 11/19/2005

Series 10

Date: 6/28/2005

FINRA

Current Firm

PAYCHEX SECURITIES CORPORATION

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PAYCHEX SECURITIES CORPORATION

TRUST BUT VERIFY

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