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KS

Kristin Harrison Scott Ms.

CRD# 4714519·Registered 2004 - 2026
Previously Registered: Being a previously registered professional could mean that Kristin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kristin Harrison Scott MS., who also goes by Kristin Marie Harrison, was a registered financial advisor. Kristin was a previously registered financial professional and started their career in finance 2004 - 2026. Kristin had worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kristin Marie Harrison

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PENDULUM SECURITIES, LLC·CRD# 312642
BD
Beverly Hills, CA
January 10, 2022 - April 27, 2026
OCM INVESTMENTS, LLC·CRD# 128803
BD
Los Angeles, CA
March 8, 2004 - September 18, 2019

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Current Firm

PS
PENDULUM SECURITIES, LLC

PENDULUM SECURITIES, LLC

CRD#: 312642 / SEC#: 8-70705
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

345 North Maple Drive Suite 160, Beverly Hills, CA 90210

Mailing Address

345 North Maple Drive Suite 160, Beverly Hills, CA 90210

Phone Number

(424) 421-6040

Established

Delaware since 12/18/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PENDULUM HOLDINGS, LLCSOLE MEMBER—
CASTILLO, MARYELLEN ELIZABETHCCO5357068
KIM, KRIS DAEWONFINOP6347327
ROBINSON, ELBERT O'NEAL JR.CEO3104890

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KS
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