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Robert Francis George Martin

CRD# 4714490·Registered 2003 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Francis George Martin, who also goes by Rob Martin, Robby Martin, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2003 - 2012. Robert had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Martin, Robby Martin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

TRANSCEND CAPITAL·CRD# 104483
BD
Austin, TX
October 7, 2011 - October 2, 2012
COASTAL TRADE SECURITIES, LLC·CRD# 148246
BD
Short Hills, NJ
May 5, 2011 - June 27, 2013
MADISON PROPRIETARY TRADING GROUP, LLC·CRD# 139818
BD
New York, NY
April 21, 2010 - September 9, 2010
LEGEND TRADING, LLC·CRD# 150567
BD
New York, NY
January 4, 2010 - May 7, 2010
SCHOTTENFELD GROUP LLC·CRD# 128103
BD
New York, NY
June 9, 2008 - July 31, 2009
BETTERMENT SECURITIES·CRD# 47788
BD
New York, NY
January 7, 2008 - June 11, 2008
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
April 10, 2006 - September 11, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Geneva, IL
December 17, 2003 - April 27, 2004

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Current Firm

TC
TRANSCEND CAPITAL

PROTRADER.COM, LP | TRANSCEND CAPITAL, LP | TRANSCEND CAPITAL, LLC | TRANSCEND CAPITAL

CRD#: 104483 / SEC#: 8-52946
BD
Terminated by SEC on 09/30/2016

Contact Information

Established

Texas since 04/13/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TRANSCEND CAPITAL MANAGEMENT, LLCMANAGING MEMBER—
DENIO, MICHAEL EDWINPRESIDENT / CCO4167298
GOODIN, DIANE MARIEFINOP / CFO3117840
JONES, VERNON HUGH JR.CEO4316356
SWEARINGEN, BRADLEY JACOBCHIEF TECHNICAL OFFICER/CHIEF INFORMATION OFFICER4633976

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2011About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2008

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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