Robert F. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis George Martin, who also goes by Rob Martin, Robby Martin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2003. Robert had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2011 - October 2, 2012
TRANSCEND CAPITAL
May 5, 2011 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
April 21, 2010 - September 9, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
January 4, 2010 - May 7, 2010
LEGEND TRADING, LLC
June 9, 2008 - July 31, 2009
SCHOTTENFELD GROUP LLC
January 7, 2008 - June 11, 2008
BETTERMENT SECURITIES
April 10, 2006 - September 11, 2007
G-2 TRADING,LLC
December 17, 2003 - April 27, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/16/2008
Limited Representative-Equity Trader ExamCurrent Firm
TRANSCEND CAPITAL
CRD#: 104483 / SEC#: , 8-52946
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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