Timothy A. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Alan Wright, who also goes by Alan Timothy Wright, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2003. Timothy had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2014 - December 3, 2015
WORDEN CAPITAL MANAGEMENT LLC
May 1, 2013 - November 21, 2014
COLUMBUS ADVISORY GROUP, LTD.
June 9, 2009 - May 2, 2013
WORDEN CAPITAL MANAGEMENT LLC
December 2, 2003 - July 8, 2009
COLUMBUS ADVISORY GROUP, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
