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Hernan Charry Jr

CRD# 4714390·Registered 2004 - 2010
Previously Registered: Being a previously registered professional could mean that Hernan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hernan Charry JR, who also goes by Herman Charry, was a registered financial advisor. Hernan was a previously registered financial advisor and started their career in finance 2004 - 2010. Hernan had worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Herman Charry

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

LONGVIEW FINANCIAL GROUP, INC·CRD# 38286
BD
Scottsdale, AZ
September 5, 2008 - May 27, 2010
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Scottsdale, AZ
July 6, 2005 - April 24, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Scottsdale, AZ
July 6, 2005 - April 24, 2007
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Scottsdale, AZ
March 7, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
February 23, 2005 - July 6, 2005
MARATHON ADVISORS, INC·CRD# 113696
RIA
Phoenix, AZ
October 27, 2004 - June 10, 2005
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Paul, MN
August 31, 2004 - January 27, 2005
CRI SECURITIES, LLC·CRD# 22589
BD
St. Paul, MN
August 31, 2004 - January 27, 2005

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Current Firm

LF
LONGVIEW FINANCIAL GROUP, INC

LONGVIEW FINANCIAL GROUP, INC | THIEME SECURITIES, INC. | LONGVIEW FINANCIAL GROUP, INC.

CRD#: 38286 / SEC#: 8-48163
BD
Terminated by SEC on 09/07/2010

Contact Information

Established

New York since 10/07/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LONGVIEW FINANCIAL HOLDING, INC.SOLE SHAREHOLDER—
SCHULTZ, J STUARTCEO & CCO2350425
THIEME, HEIKO HELMUTPRESIDENT828825

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2004About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jul 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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