Erik B. Andersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Brechling Andersen was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 1970. Erik had worked at 6 firms and has passed the Series 99TO, Series 7TO, SIE, Series 1, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1983 - November 18, 2025
BRECHLING ANDERSEN SECURITIES
June 11, 1975 - November 27, 1980
ENTERPRISE FUND DISTRIBUTORS, INC.
February 5, 1971 - August 30, 1973
C. L. MCKINNEY & CO., INC.
October 14, 1970 - March 1, 1971
FIRST CALIFORNIA COMPANY, INCORPORATED
February 27, 1970 - May 19, 1972
LABCO SECURITIES CORP.
January 29, 1970 - January 10, 1974
SECURITY PLANNING INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/21/1967
Registered Representative ExaminationCurrent Firm
BRECHLING ANDERSEN SECURITIES
CRD#: 10766 / SEC#: , 8-28496
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANDERSEN, ERIK BRECHLING | SOLE PROPRIETOR, CCO,CEO | 4714 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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